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  • Home
  • Services
    • Capital Raising
    • M&A Services
    • Due Diligence
    • vCFO Services
  • Templates
    • Template Store
    • Price List
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    • Blog & News
    • Resources
    • Regulation D Overview
    • Regulation A+ Overview
    • EDGAR Filings
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Financial Services

Financial ServicesFinancial ServicesFinancial ServicesFinancial Services

Raising Capital for Private Offerings, LP Secondaries, IPOs, Direct Public Offerings, M&A and Real Estate ..... AI-Powered 


Submit a Company
Request a Meeting

Financial Services

Financial ServicesFinancial ServicesFinancial ServicesFinancial Services

Raising Capital for Private Offerings, LP Secondaries, IPOs, Direct Public Offerings, M&A and Real Estate ..... AI-Powered 


Submit a Company
Request a Meeting

Raising Capital

If you're raising private capital for growth, acquisitions, or any major transition—whether through private investors, venture funding, PIPEs, private equity, or strategic partnerships—Stapleton Advisors is your preferred financial partner.


We deliver high-impact financial expertise to help you navigate investor conversations, build robust financial models, manage due diligence, and structure deals with confidence. And when investment banking services are required, we seamlessly engage our Stapleton Frost Capital team to support execution.


Learn More...

Built for Raising Capital

Capital Solutions for Growth and Transition

 

Stapleton Advisors partners with business clients to craft compelling capital strategies, then activates its Stapleton Frost Capital network to connect them with institutional investors aligned with their growth, acquisition, or transition objectives.


Drawing on deep investor relationships, a robust investment banking platform, and disciplined financial preparation, we help clients secure funding from private equity firms, family offices, high-net-worth individuals, and strategic partners. Our tailored capital solutions—including equity, debt, and convertible debt—are delivered with precision and confidence, guiding each client from initial pitch through to successful close.


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WHAT'S A DPO?

A Direct Public Offering (DPO) allows businesses to raise capital directly from investors without relying on traditional underwriters or investment banks. Unlike a conventional IPO, a DPO offers a streamlined and cost-effective path to accessing public capital, often with fewer regulatory hurdles and lower fees. 


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Buying or Selling Your Business?

Mergers & Acquisitions

Selling or acquiring a business is one of the most complex financial decisions an owner will ever make. It’s not just about numbers—it’s about timing, positioning, negotiation, and execution. And while most owners are experts at running their business, few have the bandwidth or specialized experience to navigate the intricacies of a transaction while keeping operations on track.


That’s where we become indispensable.


LEARN MORE...

Selling or Buying a Business? Why a Stapleton Advisors Should Be on Your Team for M&A.

Selling or Buying a Business? Here’s Why We Should Be on Your Team!

Blog & Articles

Capital Raising Resources >> SEC Exemptions >> Regulation D Rules >> Reg A+ >> EDGAR Filings >>

Capital Raising Resources >> SEC Exemptions >> Regulation D Rules >> Reg A+ >> EDGAR Filings >>

Capital Raising Resources >> SEC Exemptions >> Regulation D Rules >> Reg A+ >> EDGAR Filings >>

Capital Raising Resources >> SEC Exemptions >> Regulation D Rules >> Reg A+ >> EDGAR Filings >>

Capital Raising Resources >> SEC Exemptions >> Regulation D Rules >> Reg A+ >> EDGAR Filings >>

Capital Raising Resources >> SEC Exemptions >> Regulation D Rules >> Reg A+ >> EDGAR Filings >>

Reg D & Reg A+ Capital

Stapleton Advisors helps businesses raise capital through SEC-compliant exempt offerings under Regulation D and Regulation A+. These tools provide access to private and public investors—without the cost and complexity of a traditional IPO. Start your raise today using one of our PPM templates below or contact us.


PPM Template Store

Private Placement Templates (PPM Template)

Financial Services in Alabama, Alaska, American Samoa, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Guam, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Minor Outlying Islands, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Northern Mariana Islands, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, U.S. Virgin Islands, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, and Wyoming. We also work with clients in: Barbados, Bermuda, Brazil, the British Virgin Islands, Canada, the Cayman Islands, the Cook Islands, Costa Rica, Europe, Greenland, Hong Kong, Iceland, Japan, Singapore, South Africa, South Korea, Taiwan, the Bahamas, the United Kingdom, and the U.S. Virgin Islands. 


The information in this material is not intended as investment, tax or legal advice. The opinions expressed and material provided are for general information and should not be considered a solicitation for the purchase or sale of any security. Links are provided for informational purposes only. The links should not be considered a solicitation, sponsorship, affiliation or endorsement of any third-party website, or the company operating such website. Stapleton Advisors, Inc., has not reviewed the content of any third-party website and is not responsible for the content thereof. No advice may be rendered by Stapleton Advisors, Inc. unless a client service agreement is in place. A portion of this material was provided by Artificial Intelligence Systems. Products sold by Stapleton Advisors, Inc. are not intended as a substitute for an attorney or CPA. You should consult an attorney, CPA and/or an investment banker before conducting a securities offering.


Investment Banking Services provided by our subsidiary Stapleton Frost Capital, LLC. Mike Stapleton is a FINRA Registered Principal, holding Series 24, 7, 65 and 63 licenses. Securities offered by FNEX Capital, LLC, member FINRA/SIPC. FINRA BrokerCheck.   

FNEX Capital - Client Relationship Summary.


401 E. Jackson St., Suite 2340 • Tampa, FL 33602 • (813) 736-2422


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