Mike Stapleton, AIF®, President
Summary
Mike is a veteran business executive. He's an Accredited Investment Fiduciary (AIF®) and a FINRA Registered Principal. Mike is a high achiever with attention to detail, diligence and tenacity. He is highly educated and goal oriented, as well as, creative, versatile and professional.
Background
Mike has extensive experience with IPO's, DPO's, capital raising, investment banking, M&A, trading systems, options, annuities, B/D supervision and compliance, retail investment advising, employee retirement systems, business valuations, board recruiting, and more.
Licensing
Mike holds current FINRA Series 24, 7, 65, and 63 licenses. He also holds a Florida 215 Life & Health license with Variable Annuity. This licensing is unrelated to the business of Stapleton Advisors, Inc.
Education
Mike holds a Bachelor of Science degree in Legal Studies from Purdue University, where he graduated in the top 1% of his class, summa cum laude, with a 4.0 GPA.