Our Founder
Summary
Headquartered in beautiful downtown Tampa, Florida, Stapleton Advisors, Inc. was founded in 2020 by Mike Stapleton, AIF®, during his tenure as a wealth advisor. The firm builds on Mike's extensive financial expertise, following a successful 15-year career with IPO Catalyst, Inc., which he sold in 2019.
Background
Mike has built a distinguished career, working with renowned firms such as Morgan Stanley, Raymond James, Blackstone, Broadridge, and Edward Jones—establishing himself as a trusted industry expert. As founder of IPO Catalyst in Austin, Texas, he led a consultancy and strategic advisory firm specializing in high-tech, fintech, and software startups preparing to go public. His team provided expert guidance through the complexities of the IPO process, collaborating closely with boards and executive leadership to streamline communication among investment bankers, brokers, attorneys, auditors, and media. Following the company’s successful sale, Mike transitioned into wealth advisory, obtaining securities licensing to operate on the brokerage side of the business. His diverse expertise offers invaluable insight to business owners and executives navigating critical financial decisions
Certifications & Experience
As an Accredited Investment Fiduciary (AIF®) with the highly respected Broadridge firm, Mike brings a wealth of expertise across the financial landscape. His extensive experience spans IPOs, DPOs, capital raising, investment banking, mergers and acquisitions, trading systems, options, annuities, broker/dealer supervision and compliance, retail investment advising, employee retirement systems, business valuations, board recruiting, and real estate.
Education
Mike earned a Bachelor of Science Degree in Legal Studies from Purdue University, graduating summa cum laude in the top 1% of his class with a perfect 4.0 GPA. He has amassed thousands of hours of financial, securities, and investment advisory training, both for securities licensing and through ongoing continuing education. Additionally, he previously held a Texas real estate broker’s license, completing over 1,000 hours of specialized training.
Keeping Information Discrete
Discrete Services Commitment
For many reasons, discretion is a necessity in the board room and beyond. We take discretion very seriously. Our entire business model revolves around keeping your information closely held, between our consultant and yourself, and only shared with those individuals you authorize to have access. Our Consulting Services Agreement holds us accountable for keeping your data protected.
