M&A Advisory for Wealth Management Professionals

At Stapleton Advisors, we specialize in strategic M&A services for financial advisors and wealth management firms. Whether you're looking to acquire a book of business, transition out of your practice, or expand through acquisition, our team provides hands-on guidance, valuation expertise, and deal structuring tailored to your goals.

We understand the nuances of the advisory industry—because we’re part of it!

✅ Buy a Book of Business

Identify and evaluate acquisition targets, structure deals, and ensure seamless client transition.

✅ Sell Your Book of Business

Maximize valuation, prepare for due diligence, and find the right buyer to preserve client relationships.

✅ Acquire a Full Advisory Practice

Navigate complex transactions including staffing, branding, compliance, and asset transfer.

✅ Exit or Transition Your Firm

Plan your succession, optimize tax outcomes, and ensure continuity for clients and staff

✅ Industry-Specific Expertise
We work hand-in-hand with wealth management professionals, RIAs, and independent advisors—so we understand your business inside and out.

✅ Valuation & Deal Structuring
From revenue multiples to client retention metrics, we help you determine fair market value and negotiate terms that protect your interests.

✅ Confidential Matchmaking
We connect buyers and sellers discreetly, ensuring cultural fit, strategic alignment, and long-term success for all stakeholders.

✅ Compliance & Transition Support
We guide you through regulatory considerations, custodial transitions, and client communication strategies to minimize disruption.

✅ Independent RIAs 

✅ Wirehouse breakaways

✅ Solo advisors scaling up

✅ Multi-advisor firms seeking strategic growth

✅ Retiring advisors planning succession